ASX Settlement Procedure Guidelines

For all information relating to ASX Settlement Procedure Guidelines please see the links below.

Explanatory notes for ASX Settlement Procedure Guidelines

ASX Settlement Procedure Guidelines - List of additional procedures

• GN_ETC - ASX Settlement Procedure Guidance Note: ETC Procedure Guidelines

List of contents

• ASX Settlement Procedure Guidelines
• ASX Settlement Procedure Guidelines - List of Appendices
• ASX Settlement Procedure Guidelines - List of samples
  

ASX Settlement Procedure Guidelines 

The ASX Settlement Procedure Guidelines contains a number of different sections which can be accessed below.

• ASX Settlement Procedure Guidelines  - Content pages
• ASX Settlement Procedure Section 01 - Introduction to this guide
• ASX Settlement Procedure Section 02 - CHESS overview
  
• ASX Settlement Procedure Section 03 - ASX settlement participation
  
• ASX Settlement Procedure Section 04 - Client sponsorship
  
• ASX Settlement Procedure Section 05 - Client/holder administration
  
• ASX Settlement Procedure Section 06 - Conversion between subregisters
  
• ASX Settlement Procedure Section 07 - Market trade processing
  
• ASX Settlement Procedure Section 08 - Transfers between holdings
  
• ASX Settlement Procedure Section 09 - Settlement
  
• ASX Settlement Procedure Section 10 - Cancelling transactions
  
• ASX Settlement Procedure Section 11 - Corporate action principles
  
• ASX Settlement Procedure Section 12 - Corporate actions
  
• ASX Settlement Procedure Section 13 - Acquisitions
  
• ASX Settlement Procedure Section 14 - Diary adjustments
  
• ASX Settlement Procedure Section 15 - Claims for entitlements (outside CHESS)
  
• ASX Settlement Procedure Section 16 - Reporting
  
• ASX Settlement Procedure Section 17 - Collateral for derivatives
  
• ASX Settlement Procedure Section 18 - Tariffs and levies
  
• ASX Settlement Procedure Section 19 - CHESS depositary interests
  
• ASX Settlement Procedure Section 20 - Primary market facility
  
• ASX Settlement Procedure Section 21 - Issuer sponsored enquiry
  
• ASX Settlement Procedure Section 22 - Exchange traded funds
  
• ASX Settlement Procedure Section 23 - Warrants
  
• ASX Settlement Procedure Section 24 - Payments free of delivery 
  
• ASX Settlement Procedure Section 25 - Holding lock facilities
  
• ASX Settlement Procedure Section 26 - Notings
  
• ASX Settlement Procedure Section 27 - Reconciliation
  
• ASX Settlement Procedure Section 28 - mFund settlement service
  
• ASX Settlement Procedure Section 29 - Exchange traded Australian Government bonds
  
• ASX Settlement Procedure Section 30 - Cash market margining (CMM)
  
• ASX Settlement Procedure Section 31 - Foreign tax compliance
  
• ASX Settlement Procedure Section 32 - Client account segregation
• ASX Settlement Procedure Section 33 - Glossary
• ASX Settlement Procedure Section 34 - Real Time Gross Settlement (RTGS)

ASX Settlement Procedure Guidelines - List of appendices

• ASX Settlement Procedure Guidelines - List of appendices
• ASX Settlement Procedure Appendix A - Opt out of crossing registration service
• ASX Settlement Procedure Appendix B - Tax file number exemption codes
• ASX Settlement Procedure Appendix C - Country codes
  
• ASX Settlement Procedure Appendix D - Holding lock - application/release (issuer)
  
• ASX Settlement Procedure Appendix E - Please download SRA20 from the SRAA website (www.sraa.com.au)
  
• ASX Settlement Procedure Appendix G - CST contributions and additional cover form
  
• ASX Settlement Procedure Appendix H - Change of controlling participant
  
• ASX Settlement Procedure Appendix I - Please download SRA15 from the SRAA website (www.sraa.com.au)
  
• ASX Settlement Procedure Appendix J - Opt-in/Opt-out HIN pricing subscription model
• ASX Settlement Procedure Appendix K - Standing HIN nomination
  
• ASX Settlement Procedure Appendix L - Standard exercise form - options
  
• ASX Settlement Procedure Appendix M - Standard conversion form - convertible securities
  
• ASX Settlement Procedure Appendix N - Holding statement suppression/reinstatement
  
• ASX Settlement Procedure Appendix N1 - On-demand CHESS holding statement request
  
• ASX Settlement Procedure Appendix N2 - Archive CHESS holding statement request
  
• ASX Settlement Procedure Appendix O - Holding lock - securities movement request
  
• ASX Settlement Procedure Appendix P1 - Request to create new payment facility
• ASX Settlement Procedure Appendix P2 - Change payment provider for payment facility
  
• ASX Settlement Procedure Appendix P3 - Modify existing payment facility
  
• ASX Settlement Procedure Appendix P4 - Set default payment facility for participant
  
• ASX Settlement Procedure Appendix P5 - Move HIN(s) between existing payment facilities
  
• ASX Settlement Procedure Appendix P6 - Cancel payment facility
  
• ASX Settlement Procedure Appendix Q - Statement message request
  
• ASX Settlement Procedure Appendix R - Business continuity - message history retrieval request
  
• ASX Settlement Procedure Appendix S - Request to remove settlement instruction from scheduled settlement 
  
• ASX Settlement Procedure Appendix V1 - Demand report request from archival storage
  
• ASX Settlement Procedure Appendix V2 - Data message extract request
  
• ASX Settlement Procedure Appendix W - New external user (technical details)
  
• ASX Settlement Procedure Appendix W1 - New external user (technical details) PISP
  
• ASX Settlement Procedure Appendix X1 - Events used for reason codes on registry transactions
  
• ASX Settlement Procedure Appendix X2 - Reason codes for security movements
  
• ASX Settlement Procedure Appendix Y - Request for CHESS messages to be resent
  
• ASX Settlement Procedure Appendix Z1 - Holder's request to transfer holdings to another sponsor
  

ASX Settlement Procedure Guidelines - list of samples

• Sample A - New CHESS holder
• Samples B1 - Change of name and/or address details in CHESS
• Sample B2 - Change of address details in CHESS
• Sample B3 - Change of email details in CHESS
  
• Sample C - Change of CHESS sponsor
• Sample D1 - How to read your CHESS holding statement
• Sample D2 - How to read your CHESS holding statement (mFund)
• Sample E - Suspension of CHESS holding statements
• Sample F - Reinstatement of CHESS holding statements
• Sample G - Change of CHESS account from sponsored to direct
• Sample H - Change of CHESS account from direct to sponsored
• Sample I - Reservation of securities for collateral
• Sample J - Release of securities from collateral
• Sample K - Reconstruction of securities - collateral update
• Sample L - Adjustments of securities - collateral update
• Sample M - Release of securities from collateral sponsor
• Sample N - Offer acceptance
• Sample O - Release of an offer acceptance
• Sample P - Reconstruction of securities - offer acceptance update
• Sample Q - Adjustment of securities - offer acceptance update
• Sample R - Release of securities from offer acceptance
• Sample S - Application of CHESS holding lock
• Samples T - Removal of CHESS holding lock
• Sample U - Change of CHESS holder status
• Sample V - Change of residency details in CHESS
• Sample W - Cancellation of CHESS account
• Sample X - CHESS HIN linked to client account for options market contracts
• Sample Y - Removal of CHESS HIN link to client account for option market contracts