With the changes to ASIC OTC regulatory reporting coming into effect on 21 October 2024, ASX has created a list of Unique Product Identifiers (UPIs) via the Derivatives Services Bureau (DSB) for products contained with the Equity FlexClear™ clearing service. Participants and users of the service can obtain a list of the UPIs via:
ASX will update this link on the back of new ETO Class listings or corporate actions so that it is always aligned to the available products within FlexClear™.
Under the new ASIC OTC regulatory reporting, a new Unique Transaction Identifier (UTI) will need to be submitted to the DTCC. Below is the coding convention that ASX intends to use to create the 52-character UTI:
- First 20 characters are the ASX LEI: 549300JQL1BXTGCCGP11
- ASX and padding of “0” to meet the 52-character required length
(E.g. ASX0000000000000000000)
- Followed by the FlexClear™ trade ID (E.g. 59504462U1)
- Example full code: 549300JQL1BXTGCCGP11ASX000000000000000000059504462U1
Participants and end users should make the appropriate changes in readiness for the new ASIC OTC Regulatory reporting requirements to the DTCC.
Gregory Pill - Head of Equity Derivative Products
Gregory Pill
+61 (02) 9227 0696
greg.pill@asx.com.au