Amendments to the ASX Clear Operating Rules Procedures – Non-cash collateral form (C3)

What's this about:
Notice reference number: 0149.20.02
Date published: 21/02/20
Effective as of: 28/02/20
Last updated: 21/02/20

Minor changes are being made to the Form C3 (Transfer of Collateral between Participants) in Annexure 2 of the ASX Clear Operating Rule Procedures to:

  • update the relevant email address for clearing participants to send these forms to; and
  • remove the requirement for a clearing participant to include their broker stamp on these forms.

Please note, the Form C3 must be signed by an Authorised Signatory of the clearing participant.

What do I need to do by when?

From the effective date, please use the updated Form C3. 

Effective Date

These amendments are proposed to become effective on 28 February 2020.

Need more information?

Issued by

Clearing Products Operations, ASX

Contact information

T: 1800 240 033