Trading on Behalf of New Zealand Customers – amendment to ASX24 Operating Rules
Participants are advised that amendments have been made to the ASX24 Operating Rules to introduce requirements that ensure that where the Participant is making Regulated Offers in New Zealand, it is appropriately licenced in New Zealand and has made certain disclosures to its clients.
ASX24 Trading Participants will need to provide an annual attestation on 31 January each year, except where a transitional period applies. In respect of the 2016 calendar year the attestation is required by 31 March 2017.
ASX24 Trading Participants need to ensure they have familiarised themselves with the updated rules and provide the signed attestation for 2016 by 31 March 2017.
Nikki Swinson, Manager Participants Compliance
Nicole Manfred
+61 (02) 9227 0678
participant.compliance@asx.com.au