Notice

ASX Trade24 Operating Rules and Procedures - Rule Amendment/Changes

What's this about:
  • ASX 24 Market
  • Trading
  • Operations
  • Rules
  • Compliance
  • Exchange Traded Products (ETP) & mFund
  • Trading for New Zealand Customers
Notice reference number: 0053.17.01
Date published: 19/01/17
Effective as of: 19/01/17
Last updated: 19/01/17

Trading on Behalf of New Zealand Customers – amendment to ASX24 Operating Rules

Participants are advised that amendments have been made to the ASX24 Operating Rules to introduce requirements that ensure that where the Participant is making Regulated Offers in New Zealand, it is appropriately licenced in New Zealand and has made certain disclosures to its clients.

ASX24 Trading Participants will need to provide an annual attestation on 31 January each year, except where a transitional period applies. In respect of the 2016 calendar year the attestation is required by 31 March 2017.

What do I need to do by when?

ASX24 Trading Participants need to ensure they have familiarised themselves with the updated rules and provide the signed attestation for 2016 by 31 March 2017.

http://www.asx.com.au/communications/notices/2017/ASX-24-NZFMA-Amendments-January-2017-(714838v1).pdf

Need more information?

Issued by

Nikki Swinson, Manager Participants Compliance

Contact information

Nicole Manfred
+61 (02)  9227 0678
participant.compliance@asx.com.au

Disclaimer