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ASX Settlement Operating Rules Procedures – Schedule 1 FOR Financial Products
Pursuant to Rule 5.18 of the ASX Settlement Operating Rules, the classes of Financial Products which have been included in Schedule 1 of the ASX Settlement Operating Rules Procedures as “FOR Financial Products” are set out in the table below:
| Issuer | Financial Product | ASX code | Effective date |
|---|---|---|---|
| Charter Hall Group | Stapled Securities | CHC | 11 June 2009 Bulletin P2009/261 Bulletin P2009/260 |
| Atlas Arteria Limited | Stapled Securities – Excluded U.S. Person Prohibited | ALX | 1 August 2019 ASX 0766.19.07 |
| Nyrada Inc | CHESS Depositary Interests 1:1 – U.S. Person Prohibited | NYR | 15 January 2020 ASX 0043.20.01 |
| Omni Bridgeway Limited |
Fully Paid Ordinary Shares – Excluded U.S. Person Prohibited | OBL | 23 December 2020 ASX 1756.20.12 |
| GQG Partners Inc. | CHESS Depositary Interests 1:1 – U.S. Person Prohibited Excluding QIB | GQG | 26 October 2021 ASX.1457.21.10 |
| EBR Systems, Inc. | CHESS Depositary Interests 1:1 – U.S. Person Prohibited | EBR | 24 November 2021 ASX.1681.21.11 |
| Sierra Nevada Gold Inc | CHESS Depositary Interests 1:1 – U.S. Person Prohibited Excluding QIB | SNX | 03 May 2022 ASX.0471.22.05 |
| Telstra Group Limited | Ordinary Fully Paid | TLS | 21 October 2022 ASX.1150.22.10 |
| Imricor Medical Systems, Inc. | CHESS Depository Interests 1:1 - U.S. Person Prohibited Excluding QIB | IMR | 11 August 2023 ASX.0804.23.08 |
| Enlitic Inc. | CHESS Depositary Interests 1:1 - U.S. Person Prohibited | ENL | 19 December 2023 ASX 1373.23.12 |
| Tamboran Resources Corporation | CHESS Depositary Interests 200:1 - U.S. Person Prohibited Excluding QIB | TBN | 21 December 2023 ASX 1382.23.12 |
| Navigator Global Investments Limited | FPO – U.S. Investor Prohibited Except QPs |
NGI | 3 January 2024 ASX 0026.24.01 |
| Universal Biosensors Inc. | Option Exp 08-May-27 – US Person Prohibited Excluding QIBs | UBIO | 02 May 2024 ASX 0461.24.05 |
| Piedmont Lithium Inc. | CHESS Depositary Interests 100:1 - U.S. Person Prohibited | PLL | 27 November 2024 ASX 1385.24.11 |
| Atlas Arteria Limited | Stapled Securities – Excluded U.S. Person Prohibited | ALX | 16 May 2025 ASX 0472.25.05 |
| Anteris Technologies Global Corp. | CHESS Depository Interests 1:1 - U.S. Person Prohibited | AVR | 05 November 2025 ASX 1412.25.11 |
| EBR Systems, Inc. | CHESS Depositary Interests 1:1 – U.S. Person Prohibited Excluding QIB | EBR | 06 November 2025 ASX 1417.25.11 |