ASX Settlement Operating Rules Procedures – Schedule 1 FOR Financial Products

Pursuant to Rule 5.18 of the ASX Settlement Operating Rules, the classes of Financial Products which have been included in Schedule 1 of the ASX Settlement Operating Rules Procedures as “FOR Financial Products” are set out in the table below:

Issuer Financial Product ASX code Effective date
Charter Hall Group Stapled Securities CHC 11 June 2009
Bulletin P2009/261
Bulletin P2009/260
Visioneering
Technologies, Inc.
CHESS Depositary Interests 1:1 – Excluded U.S. Person Prohibited VTI 28 March 2017
ASX 0321.17.03
Atlas Arteria Limited Stapled Securities – Excluded U.S. Person Prohibited ALX 1 August 2019
ASX 0766.19.07
Nyrada Inc CHESS Depositary Interests 1:1 – U.S. Person Prohibited  NYR 15 January 2020
ASX 0043.20.01
Omni Bridgeway
Limited
Fully Paid Ordinary Shares – Excluded U.S. Person Prohibited OBL 23 December 2020
ASX 1756.20.12
Keypath Education
International Inc.
CHESS Depositary Interests 1:1 – U.S. Person Prohibited Excluding QIB KED 2 June 2021
ASX.0696.21.06
GQG Partners Inc. CHESS Depositary Interests 1:1 – U.S. Person Prohibited Excluding QIB GQG 26 October 2021
ASX.1457.21.10
EBR Systems, Inc. CHESS Depositary Interests 1:1 – U.S. Person Prohibited EBR 24 November 2021 ASX.1681.21.11
Sierra Nevada Gold Inc CHESS Depositary Interests 1:1 – U.S. Person Prohibited Excluding QIB SNX 03 May 2022
ASX.0471.22.05
Telstra Group Limited Ordinary Fully Paid TLS 21 October 2022
ASX.1150.22.10
Nightingale
Intelligent Systems, Inc.
CHESS Depositary Interests 1:1 – U.S. Person Prohibited
Excluding QIB

NGL

18 November 2022

ASX.1275.22.11

Nightingale Intelligent Systems, Inc. CHESS Depositary Interest 1:1 Options – U.S. Person
Prohibited Excluding QIB

NGLO 18 November 2022
ASX.1275.22.11

carsales.com Limited Entitlements – Excluded Investor Prohibited CARRA 13 March 2023
ASX.0218.23.03
Imricor Medical Systems, Inc. CHESS Depository Interests 1:1 - U.S. Person Prohibited Excluding QIB IMR 11 August 2023
ASX.0804.23.08
Treasury Wines Estate Limited Entitlements – Excluded Investor Prohibited
TWER 3 November 2023
ASX.1134.23.11
Revasum Inc. CHESS Depositary Interests 1:1 - U.S. Person Prohibited Excluding QIB RVS 07 December 2023
ASX 1311.23.12
Enlitic Inc. CHESS Depositary Interests 1:1 - U.S. Person Prohibited ENL 19 December 2023
ASX 1373.23.12
Tamboran Resources Corporation CHESS Depositary Interests 200:1 - U.S. Person Prohibited Excluding QIB TBN 21 December 2023
ASX 1382.23.12
Navigator Global Investments Limited FPO – U.S. Investor Prohibited Except QPs
NGI

3 January 2024

ASX 0026.24.01

Universal Biosensors Inc. CHESS Depositary Interests 1:1 – U.S. Person Prohibited Excluding QIBs UBI

25 March 2024

ASX 1382.23.12

Universal Biosensors Inc. Option Exp 08-May-27 – US Person Prohibited Excluding QIBs UBIO

02 May 2024

ASX 0461.24.05

Bowen Coking Coal Limited Entitlements – Excluded Investor Prohibited BCBR

9 October 2024

ASX 1148.24.10

Energy Resources of Australia Ltd Entitlements – Excluded Investor Prohibited ERARB

18 October 2024

ASX 1193.24.10

Piedmont Lithium Inc. CHESS Depositary Interests 100:1 - U.S. Person Prohibited PLL

27 November 2024

ASX 1385.24.11