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ASX Settlement Operating Rules Procedures – Schedule 1 FOR Financial Products
Pursuant to Rule 5.18 of the ASX Settlement Operating Rules, the classes of Financial Products which have been included in Schedule 1 of the ASX Settlement Operating Rules Procedures as “FOR Financial Products” are set out in the table below:
| Issuer | Financial Product | ASX code | Effective date |
|---|---|---|---|
| Charter Hall Group | Stapled Securities | CHC | 11 June 2009 Bulletin P2009/261 Bulletin P2009/260 |
| Visioneering Technologies, Inc. |
CHESS Depositary Interests 1:1 – Excluded U.S. Person Prohibited | VTI | 28 March 2017 ASX 0321.17.03 |
| Life360, Inc. | CHESS Depositary Interests 3:1 – U.S. Person Prohibited Excluding QIB | 360 | 10 May 2019 ASX 0435.19.05 |
| Atlas Arteria Limited | Stapled Securities – Excluded U.S. Person Prohibited | ALX | 1 August 2019 ASX 0766.19.07 |
| Nyrada Inc | CHESS Depositary Interests 1:1 – U.S. Person Prohibited | NYR | 15 January 2020 ASX 0043.20.01 |
| Pivotal Systems Corporation |
CHESS Depositary Interests 1:1 – U.S. Person Prohibited Excluding QIB | PVS | 25 November 2020 ASX 1488.20.11 |
| Omni Bridgeway Limited |
Fully Paid Ordinary Shares – Excluded U.S. Person Prohibited | OBL | 23 December 2020 ASX 1756.20.12 |
| Keypath Education International Inc. |
CHESS Depositary Interests 1:1 – U.S. Person Prohibited Excluding QIB | KED | 2 June 2021 ASX.0696.21.06 |
| Visioneering Technologies, Inc. | Option expiring 28 Feb - Excluded U.S. Person Prohibited | VTIOA | 5 July 2021 ASX.0890.21.07 |
| GQG Partners Inc. | CHESS Depositary Interests 1:1 – U.S. Person Prohibited Excluding QIB | GQG | 26 October 2021 ASX.1457.21.10 |
| EBR Systems, Inc. | CHESS Depositary Interests 1:1 – U.S. Person Prohibited | EBR | 24 November 2021 ASX.1681.21.11 |
| Sierra Nevada Gold Inc | CHESS Depositary Interests 1:1 – U.S. Person Prohibited Excluding QIB | SNX | 03 May 2022 ASX.0471.22.05 |
| Telstra Group Limited | Ordinary Fully Paid | TLS | 21 October 2022 ASX.1150.22.10 |
| Nightingale Intelligent Systems, Inc. |
CHESS Depositary Interests 1:1 – U.S. Person Prohibited Excluding QIB |
NGL | 18 November 2022 |
| Nightingale Intelligent Systems, Inc. | CHESS Depositary Interest 1:1 Options – U.S. Person Prohibited Excluding QIB |
NGLO | 18 November 2022 ASX.1275.22.11 |
| carsales.com Limited | Entitlements – Excluded Investor Prohibited | CARRA | 13 March 2023 ASX.0218.23.03 |
| Energy Resources of Australia Limited | Entitlements – Excluded Investor Prohibited | ERAR | 06 April 2023 ASX.0292.23.04 |
| Imricor Medical Systems, Inc. | CHESS Depository Interests 1:1 - U.S. Person Prohibited Excluding QIB | IMR | 11 August 2023 ASX.0804.23.08 |
| Treasury Wines Estate Limited | Entitlements – Excluded Investor Prohibited |
TWER | 3 November 2023 ASX.1134.23.11 |
| Revasum Inc. | CHESS Depositary Interests 1:1 - U.S. Person Prohibited Excluding QIB | RVS | 07 December 2023 ASX 1311.23.12 |
| Enlitic Inc. | CHESS Depositary Interests 1:1 - U.S. Person Prohibited | ENL | 19 December 2023 ASX 1373.23.12 |
| Tamboran Resources Corporation | CHESS Depositary Interests 200:1 - U.S. Person Prohibited Excluding QIB | TBN | 21 December 2023 ASX 1382.23.12 |
| Navigator Global Investments Limited | FPO – U.S. Investor Prohibited Except QPs |
NGI | 3 January 2024 |
| Universal Biosensors Inc. | CHESS Depositary Interests 1:1 – U.S. Person Prohibited Excluding QIBs | UBI | 25 March 2024 |