Participant
Technical Services
Credential Services
Listed Company
Professional Adviser
Information Provider
Information Services
AMO
Application documentation for ASX, ASX 24, ASX Clear, ASX Clear (Futures) or ASX Settlement Participant
Entities applying to become any of the above participant are encouraged to read the relevant ASX Guidance Note (linked below) to understand ASX’s admission requirements
The completed parts and their related annexures should be provided in soft-copy via the application form upload facility under 'Applications' on ASX Online using the log-on credentials provided by ASX Participant Transitions. The upload facility requires the application form and each relevant annexure to be uploaded as separate files. To obtain log-on credentials, please contact ASX Participant Transitions by emailing participant.transitions@asx.com.au
Please note that ONE form is used for:
ASX
ASX 24
ASX Clear
ASX Clear (Futures)
ASX Settlement
Application process documentation
- ASX participant application form
- Sample statutory declaration - applicant
- Sample statutory declaration - director
- ASX certification as to resources and processes
- ASX Online initial access form
- Business continuity self assessment
- Certification of compliance for mFund activities
- Authorised signatory appointment form
- Settlement bond proforma
- Sponsorship bond proforma
- Guarantee by guarantor clearing participant
Guidance Notes - Admission as a participant