Notice

Disciplinary Notice - Macquarie Bank Limited

What's this about:
  • ASX Market
  • Clearing
  • Settlement
  • Operations
  • Technology
  • Rules
  • Compliance
  • Equity Derivatives
  • Futures
Notice reference number: 1198.26.10
Date published: 13/10/26
Effective as of: 13/10/26
Last updated: 13/10/26

Under the Corporations Act, as a licensed operator of financial markets, ASX is obliged to have adequate arrangements for monitoring and enforcing compliance with the operating rules of those markets. It is also obliged, as a licensed operator of clearing and settlement facilities, to have adequate arrangements for supervising those facilities and for enforcing compliance with their operating rules.

The attached document summarises recent enforcement activity against Macquarie Bank Limited with respect to particular contraventions of the ASX Clear (Futures) Operating Rules and ASX Clear Operating Rules.

What do I need to do by when?

For your information only.

Need more information?

Issued by

Lucinda McCann, Group Executive, ASX Supervision

Contact information

Michael Bridge
Enforcement@asx.com.au

or

Investor Support
+61 (02) 9338 0000
www.asx.com.au/contact

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