Under Chapter 5.18 of the ASX Settlement Operating Rules, issuers may request that ASX place a “FOR” tag on their securities where they are subject to any foreign holder restrictions. If a security is subject to a FOR tag, Participants may identify whether a holder is permitted to hold those securities based on their residency indicator.

The list of financial products subject to a FOR tag (and therefore considered “FOR Financial Products”) is called the “Schedule 1 FOR Financial Products” list and is published by ASX Settlement on the ASX Online website (https://www.asxonline.com/) and updated as required from time to time. [1]   

Removal of certain classes of financial products from the list

In accordance with ASX Settlement Operating Rule 5.18.9(a), Sezzle Inc. (ASX:SZL) (Issuer) has requested removal of its CDI’s from the list of financial products included in Schedule 1 as “FOR Financial Products”.

As a result, Issuers and Participants are advised that ASX Settlement will remove the below class of financial products from the list of financial products included in Schedule 1 as “FOR Financial Products” with effect from Monday, 08 May 2023.

What do I need to do and by when?

No action required

Need more information?

Issued by

Anjita Sharma, Equity Operations

Contact information

Anjita Sharma
1800 814 051
chesshelp@asx.com.au

[1] Note: the list of FOR Financial Products was previously contained in Schedule 1 to the ASX Settlement Operating Rule Procedures. From 15 June 2021, the list was removed from Schedule 1 of the Procedures and published on the ASX Online website (see relevant market notice).

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