ASX Operating Rules – Amendments to Rule [7100] and Schedule 10A of the ASX Operating Rules (“AQUA Rules”) and related Procedures
The purpose of this ASX Notice is to inform ASX Market Participants that Procedure 7100 and Procedure 10A.3.3 of Schedule 10A to the ASX Operating Rules Procedures [found here] are being amended with effect from 22 September 2021.
The amendments to Procedure 7100 and Procedure 10A.3.3 of Schedule 10A to the ASX Operating Rules Procedures are required to support related amendments to Rule [7100] of the ASX Operating Rules and Rules 10A.2.1 and 10A.3.3 of the AQUA Rules to:
· expand the list of acceptable Underlying Instruments for AQUA Products to include deposit products, Money Market Instruments and Eligible Debt Portfolios.
· enhance ASX’s power to consider AQUA Product Issuer resourcing in deciding whether or not to grant an entity Approved AQUA Product Issuer status or admit an AQUA Product to trading on ASX or to settlement through mFund.
These changes are due to become effective from 22 September 2021.
Kevin Lewis
Special Counsel, Regulatory Policy
Kevin Lewis
Special Counsel, Regulatory Policy
T +61 2 9227 0771
E Kevin.Lewis@asx.com.au