Notice

ASX Operating Rules – Procedure Amendments – Procedure 7100 and Procedure 10A.3.3 of Schedule 10A

What's this about:
  • ASX Market
  • Exchange Traded Products (ETP) & mFund
  • Trading
  • Product
  • Operations
  • Rules
  • Compliance
  • Risk
  • AQUA MARKET
  • RULES
  • PROCEDURES
  • COMPLIANCE
  • OPERATIONS
  • AQUA
  • FIXED INCOME
  • ETP
Notice reference number: 1230.21.09
Date published: 07/09/21
Effective as of: 22/09/21
Last updated: 08/09/21

ASX Operating Rules – Amendments to Rule [7100] and Schedule 10A of the ASX Operating Rules (“AQUA Rules”) and related Procedures

What's changing?

The purpose of this ASX Notice is to inform ASX Market Participants that Procedure 7100 and Procedure 10A.3.3 of Schedule 10A to the ASX Operating Rules Procedures [found here] are being amended with effect from 22 September 2021.

What do I need to do by when?

The amendments to Procedure 7100 and Procedure 10A.3.3 of Schedule 10A to the ASX Operating Rules Procedures are required to support related amendments to Rule [7100] of the ASX Operating Rules and Rules 10A.2.1 and 10A.3.3 of the AQUA Rules to:

·        expand the list of acceptable Underlying Instruments for AQUA Products to include deposit products, Money Market Instruments and Eligible Debt Portfolios.

·        enhance ASX’s power to consider AQUA Product Issuer resourcing in deciding whether or not to grant an entity Approved AQUA Product Issuer status or admit an AQUA Product to trading on ASX or to settlement through mFund.

Effective date

These changes are due to become effective from 22 September 2021.

Need more information?

Issued by

Kevin Lewis
Special Counsel, Regulatory Policy

Contact information

Kevin Lewis
Special Counsel, Regulatory Policy
T  +61 2 9227 0771
E   Kevin.Lewis@asx.com.au

 

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