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Notice
This Notice is being issued to provide Participants with information on UBS Asset Management (Australia) Ltd.’s PISP and Registry Change.
The purpose of this ASX Notice is to inform ASX Settlement Participants of the change in unit registry for the following fund which UBS Asset management (Australia) Ltd (ASX Issuer code: UAM) is the Responsible Entity.
Change of Unit Registry
The change of unit registry (and the Product Issuer Settlement Participant responsible under the ASX Settlement Operating Rules for facilitating settlement of requests for the application and redemption of mFund products) from National Australia Bank Limited to OneVue Fund Services Pty Limited is expected to occur after close of business on Friday, 17 November 2017.
The following mFund products are impacted:
ASX Code: |
Fund Name |
UAM01 |
UBS AUSTRALIAN SMALL COMPANIES FUND |
UAM02 |
UBS MICROCAP FUND |
UAM03 |
UBS-HALO AUSTRALIAN SHARE FUND |
UAM04 |
UBS AUSTRALIAN BOND FUND |
UAM05 |
UBS INCOME SOLUTION FUND |
UAM06 |
UBS DIVERSIFIED FIXED INCOME FUND |
UAM07 |
UBS TACTICAL BETA FUND - BALANCED |
UAM08 |
UBS TACTICAL BETA FUND - GROWTH |
UAM09 |
UBS TACTICAL BETA FUND - CONSERVATIVE |
UAM10 |
UBS CLARION GLOBAL PROPERTY SECURITIES FUND |
UAM11 |
UBS PROPERTY SECURITIES FUND |
UAM12 |
UBS CLARION GLOBAL INFRASTRUCTURE SECURITIES FUND |
UAM13 |
UBS GLOBAL HIGH CONVICTION FUND |
As a result of the change, National Australia Bank Limited has advised that applications, redemptions or switches (“transactions”) for these mFund products received after 11.15am AEDST on Tuesday 14 November 2017 will not be accepted for processing. These transactions will ultimately be rejected back to the Settlement Participant concerned.
It is expected that OneVue Fund Services Pty Limited will process transactions as normal from Monday, 20 November 2017.
ASX will advise participants should the change in unit registry be postponed.
Need more information?
Issued by
Nehali Dani, Post Trade Operations
Contact information
Nehali Dani
1800 623 571
CHESSHelp@asx.com.au