Notice

ASX Research Scheme – RFP for research providers

What's this about:
Notice reference number: 0692.16.06
Date published: 16/06/16
Effective as of: 16/06/16
Last updated: 20/03/26

ASX is seeking proposals from suitably qualified organisations (Research Providers) regarding the ASX Equity Research Scheme (ERS) that focuses on Research Reports for Eligible Companies.

Respondents must:

(a) Be an ASX Market Participant;

(b) Be licensed under Australian law to provide financial services required by their participation in the ERS;

(c) Have an established research function in place and engage a research analyst with at least three (3) years of relevant experience to write the report;

(d) Have, and be able to demonstrate, an established distribution network appropriate for the companies covered under the Proposal; and

(e) Demonstrate the firm is not facing, or has not faced, any disciplinary action, regulatory action or legal proceedings, in relation to the formation and/or provision of research brought against it in the last five (5) years.]

What do I need to do by when?

If you believe you qualify as a research provider for the ERS, you will need to contact ASX for a copy of the RFP, and provide a response which is due back 5pm 30 June 2016.

Need more information?

Issued by

Michelle Tremain, Business Development Manager

Contact information

Michelle Tremain, Business Development Manager
+61 (02)  9227 0591
michelle.tremain@asx.com.au

Disclaimer