ASX Listing Rules - Guidance Notes

Below you will find a list of guidance notes which are available to print, download and annotate. PDF documents require Adobe Acrobat Reader.

Chapter	GN	Name of guidance note
		Table of contents
1 and 2	1	Applying for admission - ASX listings
1	2	Stapled securities
1	3	Co-operatives and mutuals listing on ASX
1	4	Foreign entities listing on ASX
1	5	CHESS Depository Interests (CDIs)
1	6	Trusts
1	7	US entities - Regulation S offerings on ASX
3	8	Continuous Disclosure: Listing Rules 3.1 - 3.1B
4	9	Disclosure of corporate governance practices
4	10	Review of operations and activities: Listing Rule 4.10.17
9	11	Restricted securities and voluntary escrow
11	12	Significant changes to activities
11	13	Disposal of a major asset involving an entity to be listed: Listing Rule 11.4
15	14	ASX Market Announcements Platform
16	15	ASX Listing Fees
16	15A	ASX Schedule of Listing Fees
17	16	Trading halts
	17	Waivers and In-Principle Advice
	18	Market codes and trading procedures
	19	Performance Shares
	20	ASX Online
	21	Chapter 7 Restriction
3	22	Director Disclosure of Interests and Transactions in Securities - Obligations of Listed Entities
4	23	Quarterly Cash Flow Reports
10	24	Acquisition and disposal of assets between related parties: Listing Rules 10.1 - 10.10
19	25	Issues of Equity Securities
15	26	Management Agreements
12	27	Trading Policies
8	28	Reasonable Fees for activities covered by Listing Rule 8.14.1
	29	Applying for Admission - ASX Debt Listings
	30	Applying for Quotation of Additional Securities
5	31	Reporting on Mining Activities
5	32	Reporting on Oil & Gas Activities
	33	Removal of Entities from the ASX Official List
	34	Naming Conventions for Debt and Hybrid Securities
	35	Security Holder Resolutions
		ASX Listing Rules
		Appendices

Qualifications

ASX issues guidance notes to promote commercial certainty, reduce costs to business and assist market participants, and is available to discuss any questions you have in relation to a Guidance Note. Contact the Manager, Companies at the home branch of the entity. For entities seeking admission to the official list, contact the office in the State where the main administrative functions of the entity are located.

ASX may replace Guidance Notes at any time. Entities should contact ASX to ensure they have the latest version of a Guidance Note. As a Guidance Note is only a guide to ASX policy and practice, entities are advised to contact ASX to discuss their particular circumstances and the application of the Listing Rules. ASX cannot give legal advice to entities and recommends that they consider taking advice from a qualified professional person.